Client Eligibility
RockGlobal operates within defined jurisdictional and access boundaries.
This page explains who RockGlobal is designed for, where access may be considered, and the conditions under which any engagement may occur.
Defined access boundaries
Non-solicited access only
Jurisdiction-dependent structure
A structured approach to access
RockGlobal does not operate as an open-access platform. Access is structured around jurisdiction, legal requirements, and how the relationship is initiated. This ensures that any interaction occurs within an appropriate and compliant framework. This approach prioritises clarity, consistency, and controlled access over broad availability.
How RockGlobal operates
New Zealand position
RockGlobal does not accept or onboard clients in New Zealand.
The information provided on this website is not directed at persons in New Zealand and does not constitute an offer of financial products or services within New Zealand.
RockGlobal does not make services available within New Zealand.
Access outside New Zealand
Access outside New Zealand may be considered only in limited circumstances.
Access outside New Zealand may be considered only in limited circumstances where:
it is permitted under applicable local laws
the individual has approached RockGlobal on a genuine non-solicited basis
the interaction does not involve active marketing or solicitation
RockGlobal does not actively promote or solicit clients across jurisdictions.
Non-solicited access explained
Non-solicited access means that the initial approach must come from the individual, not from RockGlobal.
This may include circumstances where:
the individual has independently sought out RockGlobal
an introduction is made through a third-party relationship
no direct marketing or targeted outreach has taken place
This distinction is important in determining whether access can be considered.
The absence of solicitation is a key factor in determining whether access can be considered.
How RockGlobal operates
Eligibility considerations
Where access is considered, it may depend on a range of factors including:
jurisdiction of residence
applicable regulatory framework
nature of the request or relationship
service structure through which access is provided
Eligibility is not automatic and may be assessed on a case-by-case basis depending on jurisdiction and service structure.
Service structure and limitations
RockGlobal does not represent that all services are available in all jurisdictions.
Access to platforms, products, or services may depend on the structure through which engagement occurs, including the involvement of appropriately licensed third-party providers where required.
Availability, features, and conditions may vary accordingly.
What RockGlobal does not do
RockGlobal does not provide services to clients in New Zealand, whether retail or wholesale.
It does not actively market or solicit clients across jurisdictions, and does not guarantee access, eligibility, or service availability.
RockGlobal does not provide financial advice or investment recommendations.
Important context
Access to financial markets is subject to legal, regulatory, and jurisdictional limitations.
Eligibility, availability, and access conditions may change over time. Any engagement should be considered within the context of applicable laws and individual circumstances.
A clearly defined audience
RockGlobal is intended for individuals who understand how financial markets operate and who are familiar with jurisdictional limitations and market risk.
It is not designed for general retail access or unrestricted participation.
| Designed for | Not designed for |
|---|---|
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Individuals familiar with market mechanics
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General retail participation
|
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Users who understand jurisdictional limits
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Users expecting unrestricted access
|
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Participants comfortable with structured access
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First-time users seeking simplified entry
|