Money safety & Client Funds
We take great care to ensure that your funds are fully protected at RockGlobal. To that end, we maintain a separate client funds account that's completely distinct from our operational accounts. This account is held with highly reputable, well-regulated ANZ bank, and we have client accounts available in various currencies.
Funds deposited by clients will usually be received by us in a segregated bank account at the ANZ Bank. If we receive funds via another method (e.g. credit card) then we will transfer the amount into the client account. We perform daily client money reconciliations in accordance with the Legislation and this ensures that funds held in segregated bank accounts matches client’s assets.
Rockfort Markets Limited engages an external auditor to conduct an audit of its financial statements and a reasonable assurance engagement under regulation 248 and 249 of the Financial Markets Conduct Regulations 2014 (assurance engagement). During FY2024, Rockfort Markets Limited derivative issuer licence was cancelled and it ceased offering derivatives to retail clients.
The audit of Rockfort Markets Limited’s financial statements and assurance engagement for FY2024 are currently in progress. Once completed, you can view these on the Disclose Register https://disclose-register.companiesoffice.govt.nz/.